Unique Skill ID: KSWP6256N1NVBJYLYY4P

FINRA Series 53 (Municipal Securities Principal)

FINRA Series 53 (Municipal Securities Principal) certification enables individuals to oversee and manage activities related to municipal securities within a financial firm. This certification authorizes professionals to supervise the underwriting, trading, and sales of municipal securities, ensuring compliance with regulatory requirements. It qualifies individuals to uphold the integrity of the municipal securities market and protect investor interests by overseeing proper risk management and adherence to industry regulations.

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