Unique Skill ID: KSWP40874XN90CNXVP5V

FINRA Series 65 (Uniform Investment Adviser Law)

The FINRA Series 65 certification is a license for individuals looking to become investment advisers. It is known as the Uniform Investment Adviser Law exam and covers topics such as ethical and legal standards, investment strategies, economics, and investment products. Passing the exam is a requirement in most states for individuals who provide investment advice to clients for compensation.

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